Why Competency Framework? Isn’t SOP Enough?

by Diana Yeo

“Why do we need a Competency Profiling? We have SOPs. That should be enough” was one of the statements I heard from a colleague. Here is some rational explaining why there is usually an added value in having competencies defined in addition to Standard Operating Procedures (SOP).

When SOP is in Place

Spending some days in Nanjing, the former capital of China, is enjoyable. People are nice, work is fun, food is outstanding and my hotel is awesome. Nowadays, the service in most hotels in China is world class.

Monday morning I make my way to the restaurant, expecting my usual sumptuous breakfast. I am greeted with a smile and with the usual dialogue:

“Good morning, sir. Your room number, please” requests the waitress with a sweet smile. I answer 1326.

“Smoker or non-smoker?” I opt for the first one.

“Tea or Coffee?” I answer this one as well and start toasting my bread.

Competency Profiling starts with Understanding the Job

On Tuesday morning, it is nice to meet the same waitress with the same sweet smile.

“Good morning, sir. Your room number, please” she wants to know again. I did not expect her to remember, of course.

“Smoker or non-smoker?” I answer as well.

“Tea or Coffee?” I answer this one, irritated.

Wednesday morning the same waitress, the same questions.

On Thursday and Friday exactly the same procedure.

I am very sure it was always the same girl. And, I am very sure I was always myself staying in the same room, being violent non-smoker who always likes coffee with milk in the morning. And I would bet she must have recognised me from Tuesday onwards. I just assume she was following her procedure and was not willing to think one step beyond.

She knew her procedure. No doubt. Even with a smile. However, I gave her a not so pleasant rating when I checked out. She was the wrong person for the job.

After Competency Profiling – SOP and Competency Framework Come Together

A friend mentioned the following story to me.

She arrived in her hotel in Myanmar on Sunday in order to work the following week. The hotel was ok. It was clean and nice but not really comparable to hotels she was used to. She went for breakfast on Monday morning and was greeted by the waiter. The waiter asked the usual questions that seemed to come from the worldwide handbook for hotel waiters. This waiter, dressed in a not perfectly clean suit, was not too busy so that he started a small talk with my friend.

“How did you sleep”, was one of his questions – in starter English. And my friend hesitated but replied truthfully that her night was not that good. Just by the way, she mentioned that her pillow was too hard.

When she returned from her client meeting, she was truly surprised. On her bed she found two additional pillows with different height and filling. Exactly what she needed. I am sure this little deed resulted in a nice tip for the waiter upon check-out.

Competency Framework and SOP Working Together

We do not know what the SOP (Standard Operating Procedure) for the waiter in this hotel says – if they have an SOP. I do not believe it instructs him to do what he did for my friend. If he got an SOP it was surely for waiters, not for chamber maids.

Conclusion

SOPs describe how a task has to be performed – often step by step. Competencies describe knowledge and skills needed to perform this task. Additionally, they formulate requirements towards attitudes to apply knowledge and skills. Competencies describe WHAT it takes to complete a job successfully with the “HOW” to do it. This HOW is of less importance when the job is about repairing a car, for example. However, it is of paramount significance if the performance has to be shown in the service line of business.

SOPs and competencies combined can help delivering the best results. Job competencies often take over the instructional task of SOPs in case SOPs are lacking substance or don’t exist at all. If it serves the purpose, why not? Investing in Competency Profiling may add value to performance management as well.

Performance is achieved through application of knowledge and skills with the right attitude. The waitress in Nanjing did her job, but was lacking exactly this attitude whereas the waiter in this second class hotel in Yangon did. He displayed competencies we could summarise with Customer Orientation, Collaboration and Teamwork as well as Alignment with Organisational Values.

He sincerely listened to customer needs and translated them into actions. This attitude is completely unlike the usual “How are you?” for which no one really wants an answer. Furthermore, he showed a great degree of Collaboration and Teamwork by helping his colleagues to satisfy the needs of their customers – beyond his own scope of work. And, he exhibited his organisational values, probably without even knowing.

His mind-set made the difference between poor rating and commendation by customers.

competency competency framework Competency Profiling SOP

Diana Yeo

A senior professional with vast international HR and OD experience. With more than 25 years of corporate and local government experience and held senior HR leadership positions in government, public-listed and private organisations in diverse industrial sectors including high-technology, engineering, real estates, edutainment, healthcare, shipping and Oil & Gas. Expertise lies in International HR, Employee Engagement, Organisation Development & Design, Job Design & Profiling, Global HR Policies, Workforce Planning, Change Management, HR Transformation, TQM and Business Reengineering.

Familiar with the Singapore Business Excellence Model, Australian Business Excellence Framework and ISO 9000, and was an appointed Senior National Assessor with SPRING (national accreditation body under the Ministry of Trade & Industry Singapore) and had conducted numerous audit assessments on organisations seeking Business Excellence certification in the Singapore Quality Award, People Developer Standards, Services Standards and Innovation Class.

Management by Walking About

Nuts and Bolts of Solutioning

Why Competency Framework? Isn’t SOP Enough?

When SOP is in Place

After Competency Profiling – SOP and Competency Framework Come Together

Conclusion

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